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9155 South Dadeland Blvd.
Miami, Florida, 33156

Tel 858.505.8000
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Home >> Failure To Execute

Failure to Execute

If a broker is given instructions to execute an order, the broker is required to follow those instructions. If the instructions are ignored, or the broker negligently fails to execute the instructions, the broker may be liable if investor losses occur. There must be an existing agreement or understanding between the investor and broker for the broker to act as the agent in order for the broker to be held legally accountable.


To help us evaluate whether you have a claim for “failure to execute”, call The Law Firm, at (858) 505-8000, or contact us for a free initial consultation with a Miami lawyer.
> Auction Rate Securities
> Variable Annuities
> Misrepresentation & Omissions
> Overconcentration
> Negligence
> Breach of Fiduciary Duty
> Failure to Supervise
> Churning
> Suitability
> Unauthorized Trading
> Failure To Execute
> Derivatives
> Securities Arbitration
> Securities Fraud
The Bernstein Law Firm - Personal Injury and Securities Law
darius@webopts.com
Tel 858.505.8000
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